Audit engagement
Safeguarding & Capital Assessment
Independent assessment of client-money segregation narratives, float reconciliations, and capital adequacy stories presented to directors and supervisors.
Enquire about safeguarding assessment
Who it is for
CFOs and risk committees of e-money and wallet providers.
Result
Clarity on whether safeguarding claims match bank evidence and board packs.
Scope
Trust account reconciliations, concentration risk notes, and capital buffer narratives.
Included
- Bank evidence matching
- Board pack critique
- Findings letter for the risk committee
Excluded
- Statutory financial audit
- Tax advisory
Process
- Evidence request
- Reconciliation testing
- Committee briefing
Preparation
Latest bank confirmations and board capital papers.
Constraints
Not a substitute for external statutory audit.
Ready to scope this audit?
Tell us your licence type, sample window, and whether you need on-site days. We typically reply within two business days.
Enquire about safeguarding assessment