Audit engagement
Pre-Licensing Readiness Review
Gap analysis for fintech teams assembling licence applications, focusing on policy completeness, governance minutes, and evidence supervisors commonly request.
Schedule a readiness review
Who it is for
Pre-licence founders and compliance leads preparing supervisory filings.
Result
A readiness scorecard and evidence checklist keyed to the intended licence path.
Scope
Governance, policies, outsourcing registers, and illustrative customer journeys.
Included
- Document inventory
- Gap workshops
- Supervisor-facing evidence map
Excluded
- Drafting the formal licence application
- Lobbying or introductions to supervisors
Process
- Licence path confirmation
- Gap workshops
- Readiness memorandum
Preparation
Share draft policies and org chart before the first workshop.
Constraints
We advise on readiness; we do not guarantee licence outcomes.
Ready to scope this audit?
Tell us your licence type, sample window, and whether you need on-site days. We typically reply within two business days.
Schedule a readiness review